DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Oxford Wealth Group, LLC

Independent wealth managerOrlando, FloridaCRD 319561SEC 801-124718websiteIAPD
Latest filing May 5, 2026
First filing on the tape Mar 23, 2022 · 21 filings
SEC status approved since Apr 22, 2022
RAUM
$328M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$328M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$46.8M
derived; firm RAUM over IAPD count
Employees
14
8 advisory (5.B.1)
Offices
9
beyond the principal office
Private funds
0
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$328M as of May 5, 2026
Mar 14, 2023$156M then
HNW client RAUM$129M as of May 5, 2026
Mar 14, 2023$5.5M then
State-registered IARs (5.B.3)8 as of May 5, 2026
Mar 14, 20231 then
Employees (5.A)14 as of May 5, 2026
Mar 14, 20234 then
Private funds: no history
RAUM +39% over the last fiscal year+28% a year over threeIARs 9 to 8offices 6 to 9
Practice profile
derived from the filing of May 5, 2026; every figure names its basis
Archetypes, each a printed rule
  • Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
RAUM per advisor
$46.8MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
130derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.4MderivedHNW RAUM over HNW clients
Average account
$174,702derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.0derivedItem 5.A over advisors
Advisors per office
0.7derived10 offices incl. principal (1.F.5)
RAUM growth, one year
+39%derivedbetween the last two annual amendments
Advisor growth, one year
-11%derivedItem 5.B.3 between annual amendments
Client growth, one year
+41%derived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
Custody
$63.0M, 262 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$198M61%
  • High-net-worth individuals$129M39%
  • Corporations and businesses$33,2450.0%
Individual clients
858reported
HNW clients
55reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1,877reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
$63.0M for 262 clientsreported
Compensation
% of AUM, fixedreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Samuel Josiah DixonOrlando, FlMar 6, 202311 y4
Trent Michael RogyOrlando, FlJun 28, 202310 y2
Skylar Elizabeth TyndallOrlando, FlApr 23, 202412 y0
Chad Anthony SafierOrlando, FlJan 1, 202510 y3
Christopher Clay McananyOrlando, Fl Jan 31, 202512 y3
Scott Richard ClementiOrlando, FlOct 28, 202528 y3
Jordan Daniel KnapkeOrlando, FlMar 17, 202612 y2
Advisor movement
8 left, 5 joined in 12 months
net -3 in 12 months2 left in 90 days0 joined in 90 daysdeparture rate 114% of current headcount11 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • J. Christopher Dixon · Managing Partnercontrol
      since 03/2022 · owns 50% to 75%
    • Josiah Samuel Dixon · Managing Partnercontrol
      since 03/2022 · owns 50% to 75%
    • Roseann Higgins · Chief Compliance Officer
      since 03/2024 · owns less than 5%
    Related persons
    Schedule D 7.A
    • Oxford Advisory Group, LLC
      real estaten
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Orlando, Fl · principal7281
    Ocala, Fl000
    Offices
    Schedule D 1.F, the 25 largest
    • Clermont, FL1 employees
    • Greenville, SC1 employees
    • Mount Dora, FL1 employees
    • Seneca, SC1 employees
    • Tampa, FL1 employees
    ADV anomalies
    3 against comparable advisers; where to look, not conclusions
    • employee count dropChange between filings · filing Mar 24, 2026
      employees (Item 5.A) moved from 24.0 to 14.0 (-42.0%) between the annual amendments of 2025-03-17 and 2026-03-24; the peer median change was 0.0% (507 comparable advisers, 3.0th percentile of changes)
      peers: independent wealth managers, $100M to $500M (507) · 3.4% percentile
    • office count surgeChange between filings · filing Mar 24, 2026
      offices other than the principal office (Item 1.F.5) moved from 6.0 to 9.0 (+50.0%) between the annual amendments of 2025-03-17 and 2026-03-24; the peer median change was 0.0% (450 comparable advisers, 96.0th percentile of changes)
      peers: independent wealth managers, $100M to $500M (450) · 96% percentile
    • RAUM up 25 %Change between filings · filing Mar 24, 2026
      RAUM (Item 5.F) moved from $235,855,871 to $327,915,487 (+39.0%) between the annual amendments of 2025-03-17 and 2026-03-24; the peer median change was +15.0% (4551 comparable advisers, 92.0th percentile of changes)
      peers: independent wealth managers, $100M to $500M (4,551) · 92% percentile
    How anomalies are measured
    What changed
    consecutive filings, newest first
    • Accounts · 1,456 to 1,877
      Feb 24, 2026 to Mar 24, 2026
    • Corporate clients · unset to 2.0
      Feb 24, 2026 to Mar 24, 2026
    • HNW clients · 60 to 55
      Feb 24, 2026 to Mar 24, 2026
    • Individual clients · 586 to 858
      Feb 24, 2026 to Mar 24, 2026
    • Assets in custody · $13.9M to $63.0M
      Feb 24, 2026 to Mar 24, 2026
    • Employees · 24 to 14
      Feb 24, 2026 to Mar 24, 2026
    • State-registered IARs · 9 to 8
      Feb 24, 2026 to Mar 24, 2026
    • Discretionary RAUM · $236M to $328M
      Feb 24, 2026 to Mar 24, 2026
    • HNW RAUM · $102M to $129M
      Feb 24, 2026 to Mar 24, 2026
    • Individual RAUM · $133M to $198M
      Feb 24, 2026 to Mar 24, 2026
    • RAUM · $236M to $328M
      Feb 24, 2026 to Mar 24, 2026
    • Other offices · 6 to 9
      May 29, 2025 to Feb 24, 2026
    • Financial planning clients · 0 to 0
      Mar 17, 2025 to May 29, 2025
    • Accounts · 1,190 to 1,456
      May 30, 2024 to Mar 17, 2025
    • Advisory employees · 7 to 8
      May 30, 2024 to Mar 17, 2025
    • HNW clients · 33 to 60
      May 30, 2024 to Mar 17, 2025
    • Individual clients · 524 to 586
      May 30, 2024 to Mar 17, 2025
    • Assets in custody · $20.8M to $13.9M
      May 30, 2024 to Mar 17, 2025
    • Employees · 12 to 24
      May 30, 2024 to Mar 17, 2025
    • State-registered IARs · 2 to 9
      May 30, 2024 to Mar 17, 2025
    • Other offices · 5 to 6
      May 30, 2024 to Mar 17, 2025
    • Discretionary RAUM · $197M to $236M
      May 30, 2024 to Mar 17, 2025
    • HNW RAUM · $56.9M to $102M
      May 30, 2024 to Mar 17, 2025
    • Individual RAUM · $142M to $133M
      May 30, 2024 to Mar 17, 2025
    • Non-discretionary RAUM · $1.5M to $0
      May 30, 2024 to Mar 17, 2025
    • RAUM · $199M to $236M
      May 30, 2024 to Mar 17, 2025
    • Accounts · 966 to 1,190
      Feb 22, 2024 to Mar 22, 2024
    • Charity clients · 1.0 to unset
      Feb 22, 2024 to Mar 22, 2024
    • Corporate clients · 1.0 to unset
      Feb 22, 2024 to Mar 22, 2024
    • HNW clients · 7 to 33
      Feb 22, 2024 to Mar 22, 2024
    • Individual clients · 459 to 524
      Feb 22, 2024 to Mar 22, 2024
    • Pension plan clients · 17.0 to unset
      Feb 22, 2024 to Mar 22, 2024
    • Assets in custody · unset to 20830468.0
      Feb 22, 2024 to Mar 22, 2024
    • Custody of client assets · false to true
      Feb 22, 2024 to Mar 22, 2024
    • Discretionary RAUM · $156M to $197M
      Feb 22, 2024 to Mar 22, 2024
    • HNW RAUM · $5.5M to $56.9M
      Feb 22, 2024 to Mar 22, 2024
    • Individual RAUM · $147M to $142M
      Feb 22, 2024 to Mar 22, 2024
    • Non-discretionary RAUM · $0 to $1.5M
      Feb 22, 2024 to Mar 22, 2024
    • Pension RAUM · 3380752.0 to unset
      Feb 22, 2024 to Mar 22, 2024
    • RAUM · $156M to $199M
      Feb 22, 2024 to Mar 22, 2024
    Signals
    17 dated events
    • Jerry Lee Sylvester left Oxford Wealth Group, Llc for Foundations Investment Advisors Llc (registered 2026-07-08)
      Jun 29, 2026 · Advisor changed firm · fact
    • 2 advisors left Oxford Wealth Group, LLC (Orlando, FL) for Foundations Investment Advisors LLC on the same day
      Jun 29, 2026 · Team lift-out · derived
    • Dane Carpenter Spencer left Oxford Wealth Group, Llc for Foundations Investment Advisors Llc (registered 2026-07-07)
      Jun 29, 2026 · Advisor changed firm · fact
    • Jacob Andrew Stinson left Oxford Wealth Group, Llc for Thrive Capital Management, Llc (registered 2026-06-25)
      May 14, 2026 · Advisor changed firm · fact
    • Brian Yannaccone left Oxford Wealth Group, Llc for Mercer Global Advisors Inc. (registered 2026-06-09)
      May 1, 2026 · Advisor changed firm · fact
    • John Mills left Oxford Wealth Group, Llc for Empower Advisory Group, Llc (registered 2026-07-29)
      Apr 28, 2026 · Advisor changed firm · fact
    • Zachary Phoenix Roman left Oxford Wealth Group, Llc for Tlg Advisors, Inc. (registered 2026-06-26)
      Feb 17, 2026 · Advisor changed firm · fact
    • Jeffrey M Patten left Oxford Wealth Group, Llc for Edward Jones (registered 2026-07-31)
      Jan 12, 2026 · Advisor changed firm · fact
    • Trevor Michael Richards left Oxford Wealth Group, Llc for Lord And Richards (registered 2025-12-12)
      Nov 24, 2025 · Advisor changed firm · fact
    • Ronald E Loyo left Oxford Wealth Group, Llc for Expressive Wealth Llc (registered 2025-08-14)
      Jul 30, 2025 · Advisor changed firm · fact
    • Luke W Mutchie left Oxford Wealth Group, Llc for Edward Jones (registered 2025-05-13)
      May 28, 2025 · Advisor changed firm · fact
    • Tyler Nowotny left Oxford Wealth Group, Llc for Ae Wealth Management, Llc (registered 2024-06-07)
      May 2, 2024 · Advisor changed firm · fact
    • Phillip Joseph Arce (Chief Compliance Officer) no longer on Schedule A of Oxford Wealth Group, Llc (listed 2023-12-13, absent 2024-02-22)
      Feb 22, 2024 · Control person left · inference
    • Roseann Higgins (Chief Compliance Officer) no longer on Schedule A of Oxford Wealth Group, Llc (listed 2023-03-14, absent 2023-12-13)
      Dec 13, 2023 · Control person left · inference
    • Phillip Joseph Arce (Chief Compliance Officer) appeared on Schedule A of Oxford Wealth Group, Llc
      Dec 13, 2023 · Control person joined · fact
    • Roseann Higgins (Chief Compliance Officer) appeared on Schedule A of Oxford Wealth Group, Llc
      Jul 13, 2022 · Control person joined · fact
    • Oxford Wealth Group, Llc filed its initial SEC registration (Form ADV)
      Mar 23, 2022 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Business email
    info@oxfordadvisorygroup.comreportedpublished by the firm, firm site, Sep 15, 2026
    Business phone
    407-495-2004reportedpublished by the firm, firm site, Sep 15, 2026
    Business phone
    813-405-8372reportedpublished by the firm, firm site, Sep 15, 2026
    Firm profile
    linkedin.com/company/oxfordadvisorygroupreportedpublic record, Form ADV, Sep 17, 2026
    Website
    oxfordadvisorygroup.comreportedpublic record, Form ADV, Sep 17, 2026
    Principal office phone
    407-495-2004reportedpublic record, Form ADV, May 5, 2026
    Team page
    oxfordadvisorygroup.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $46.8Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026