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Feed of 09/15/2026
Also filed as David Adams
At current firm
4 y
since Jul 13, 2022
In the industry
13 y
since Jul 1, 2013 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince Jul 13, 2022 · Long Beach, Ca
- V••••••• A•••••••• I••• BD affiliatedDec 21, 2017 to Jul 18, 2022 · Scottsdale, Az
Moves
a registration end followed by a registration begin elsewhere
- V••••••• A•••••••• I••• to J••• M••••• S••••••••• L••left Jul 18, 2022, registered Jul 13, 2022 (-5 days) · Affiliated broker-dealer or bank to wirehouse
Signals
- D••• A•••• left V••••••• A•••••••• I••• for J••• M••••• S••••••••• L•• (registered 2022-07-13)Jul 18, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address