DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

K••••••• J• S•••••

L•• F•••••••• L••BD affiliatedBradenton, Fldual registrantIAPD 6227296

Feed of 09/14/2026

Also filed as Kathleen Jo Beiro

At current firm

0 y

since May 27, 2026

In the industry

13 y

since Sep 20, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since May 27, 2026 · Bradenton, Fl
E••••• J•••• national BD
Jul 17, 2024 to Apr 10, 2026 · St Louis, Mo
M•• I•••••••• S•••••••• L•• BD affiliated
Aug 10, 2021 to Aug 22, 2022 · Tampa, Fl
F••••• I••••••••• independent RIA
Oct 20, 2020 to Jun 16, 2021 · Plano, Tx
S••••••••• A•••••• A•••••••• I••• former
Jul 25, 2019 to Oct 24, 2019 · Bradenton, Fl
L•• F•••••••• L•• BD affiliated
Aug 2, 2016 to Aug 29, 2017 · Oklahoma City, Ok
M•• I•••••••• S•••••••• L•• BD affiliated
Sep 10, 2014 to Aug 8, 2016 · Oklahoma City, Ok

Moves

a registration end followed by a registration begin elsewhere

E••••• J•••• to L•• F•••••••• L••
left Apr 10, 2026, registered May 27, 2026 (47 days) · Affiliated broker-dealer or bank to another
M•• I•••••••• S•••••••• L•• to E••••• J••••
left Aug 22, 2022, registered Jul 17, 2024 (695 days) · Affiliated broker-dealer or bank to another
F••••• I••••••••• to M•• I•••••••• S•••••••• L••
left Jun 16, 2021, registered Aug 10, 2021 (55 days) · RIA to affiliated broker-dealer or bank
S••••••••• A•••••• A•••••••• I••• to F••••• I•••••••••
left Oct 24, 2019, registered Oct 20, 2020 (362 days) · Affiliated broker-dealer or bank to independent RIA
L•• F•••••••• L•• to S••••••••• A•••••• A•••••••• I•••
left Aug 29, 2017, registered Jul 25, 2019 (695 days) · Other
M•• I•••••••• S•••••••• L•• to L•• F•••••••• L••
left Aug 8, 2016, registered Aug 2, 2016 (-6 days) · Other

Signals

K••••••• J• S••••• left E••••• J•••• for L•• F•••••••• L•• (registered 2026-05-27)
Apr 10, 2026 · Advisor changed firm · fact
K••••••• J• S••••• left M•• I•••••••• S•••••••• L•• for E••••• J•••• (registered 2024-07-17)
Aug 22, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address