RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••• J•••• S•••••••
- K•••• F•••••••• A•••• A•••••••• L••• independent RIA currentsince Dec 7, 2020 · Loves Park, Il
- A••••• A•• P••••••• S••••••• BD affiliatedMar 8, 2017 to Nov 13, 2020 · Madison, Wi
- W•• F•••••••• A•••••••• I••• otherNov 13, 2014 to Feb 23, 2017 · Madison, Wi
- A••••• A•• P••••••• S••••••• to K•••• F•••••••• A•••• A•••••••• L•••left Nov 13, 2020, registered Dec 7, 2020 (24 days) · Affiliated broker-dealer or bank to independent RIA
- W•• F•••••••• A•••••••• I••• to A••••• A•• P••••••• S•••••••left Feb 23, 2017, registered Mar 8, 2017 (13 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address