RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
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- M••••• G•••• I••••••••• A•••••••• L•• independent RIA currentsince May 20, 2026 · St. Louis, Mo
- S•••••••• A••••••• L•• national BDMar 31, 2025 to Mar 19, 2026 · Ballwin, Mo
- F••••••• P••••••• A•• W•••••••• A••••••• formerNov 11, 2019 to Mar 31, 2025 · Chesterfield, Mo
- A••••••••• F•••••••• S•••••••• L•• national BDSep 25, 2015 to Oct 3, 2019 · Chesterfield, Mo
- W•••• F•••• A••••••• wirehouseSep 20, 2013 to Oct 6, 2015 · St. Charles, Mo
- S•••••••• A••••••• L•• to M••••• G•••• I••••••••• A•••••••• L••left Mar 19, 2026, registered May 20, 2026 (62 days) · Affiliated broker-dealer or bank to independent RIA
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- A••••••••• F•••••••• S•••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Oct 3, 2019, registered Nov 11, 2019 (39 days) · Affiliated broker-dealer or bank to another
- W•••• F•••• A••••••• to A••••••••• F•••••••• S•••••••• L••left Oct 6, 2015, registered Sep 25, 2015 (-11 days) · Wirehouse to affiliated broker-dealer or bank
- G••••••• T••••• B••••• left S•••••••• A••••••• L•• for M••••• G•••• I••••••••• A•••••••• L•• (registered 2026-05-20)Mar 19, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address