RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- W•••• F•••• A••••••• wirehouse currentsince Aug 24, 2021 · St. Louis, Mo
- B•• A••••••• state registeredFeb 23, 2019 to Sep 3, 2019 · Maplewood, Mo
- W•••••• • R••• formerJun 21, 2017 to Dec 18, 2017 · Edmond, Ok
- B•• A••••••• to W•••• F•••• A•••••••left Sep 3, 2019, registered Aug 24, 2021 (721 days) · Other
- W•••••• • R••• to B•• A•••••••left Dec 18, 2017, registered Feb 23, 2019 (432 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address