DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Former SEC-registered adviser
B•• A•••••••
Legal name B••••• C•••••• D••••••••• A•••••••
Latest filing Aug 28, 2026
First filing on the tape Aug 28, 2026 · 1 filings
RAUM
$51.9M
reported, Item 5.F
Discretionary
9.4%
of RAUM
Private clients
100%
$51.9M individuals and HNW
Advisors
n/a
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
0 filings and snapshots on the tape
RAUM: no history
HNW client RAUM: no history
State-registered IARs (5.B.3): no history
Employees (5.A): no history
Private funds: no history
Practice profile
derived from the filing of Aug 28, 2026; every figure names its basis
- RAUM per advisor
- $17.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 149derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $444,737derivedHNW RAUM over HNW clients
- Average account
- $115,848derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 9.4%derivedof RAUM
- Institutional
- unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 1.0derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$35.0M67%
- High-net-worth individuals$16.9M33%
- Individual clients
- 410reported
- HNW clients
- 38reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 448reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- on the IAPD state feed, not SEC-registeredderived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R••••• D•••• K••••••• | Akron, Oh | Jan 13, 2014 | 35 y | 0 |
| K•••• H••••• | St. Louis, Mo | Mar 30, 2016 | 13 y | 0 |
| S•••••• H••••• H••••• | Springboro, Oh | Oct 28, 2021 | 22 y | 2 |
| S••••• R•••• A••••••• | Akron, Oh | Apr 12, 2024 | 34 y | 2 |
Advisor movement
Left, latest
- P•••• W•••••• D••••• to G•••• W••••• M••••••••• L••Aug 26, 2024 · Other
- F•••• T•••• to W•••• F•••• A•••••••Sep 3, 2019 · Other
- P•••••• M••••• S••••• to J• K•••••• L••Sep 25, 2018 · Other
- B•••• R•••••••• to I•••••• F•••••Apr 17, 2017 · Other
- K•••• M••••• W••• to I•••••• F•••••Apr 17, 2017 · Other
Joined, latest
- S••••• R•••• A••••••• from V••••• C•••••• M••••••••• L••Apr 12, 2024 · RIA to a state-registered adviser
- S•••••• H••••• H••••• from S••••• A••••••• I•••Oct 28, 2021 · Affiliated broker-dealer or bank to a state-registered adviser
- P•••• W•••••• D••••• from C•••••• A••••••• S•••••••• L••Aug 28, 2019 · RIA to a state-registered adviser
- F•••• T•••• from W•••••• • R•••Feb 23, 2019 · Other
- P•••••• M••••• S••••• from W••••• • T•• P••••••• L••Apr 19, 2016 · Other
- K•••• M••••• W••• from G••••••• A•••••••• L••Sep 17, 2015 · Other
- B•••• R•••••••• from P••••••••• S••••••••• C•••••••••Jul 3, 2014 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for I•••••• F•••••Apr 17, 2017 · Akron, Oh
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
No Schedule A on the extract for this adviser.
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Akron, Oh | 4 | 0 | 0 | ||
| Livonia, Mi | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
One filing, no change to show.
Signals
1 dated events
- P•••• W•••••• D••••• left B•• A••••••• for G•••• W••••• M••••••••• L•• (registered 2025-11-29)Aug 26, 2024 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/harris-financial-solutions-increportedpublic record, Form ADV, Sep 18, 2026
- Website
- harrisfinancialsolutions.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 855.874.5188reportedpublic record, Form ADV, Aug 28, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- STATE REGISTEREDderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 15, 2026