RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
N••••• L•••• F••••••
- M•••••• T••••••••• L•• independent RIA currentsince Jun 5, 2024 · Pittsburgh, Pa
- M•• W••••• A•••••••• L•• independent RIA currentsince Jun 16, 2021 · Pittsburgh, Pa
- K•• I••••••••• S••••••• L•• BD affiliatedSep 21, 2016 to Jun 8, 2021 · Columbus, Oh
- L•• F•••••••• L•• BD affiliatedJan 27, 2014 to Sep 21, 2016 · Finleyville, Pa
- E••••• J•••• national BDNov 11, 2013 to Dec 3, 2013 · Maryland Heights, Mo
- K•• I••••••••• S••••••• L•• to M•• W••••• A•••••••• L••left Jun 8, 2021, registered Jun 16, 2021 (8 days) · Affiliated broker-dealer or bank to independent RIA
- L•• F•••••••• L•• to K•• I••••••••• S••••••• L••left Sep 21, 2016, registered Sep 21, 2016 (0 days) · Other · moved with a team
- E••••• J•••• to L•• F•••••••• L••left Dec 3, 2013, registered Jan 27, 2014 (55 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address