RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••• K••••• P••••
- U•• F•••••••• S••••••• I••• wirehouse currentsince Jul 17, 2024 · Los Angeles, Ca
- M••••• S•••••• wirehouseMay 30, 2017 to Jul 23, 2024 · Dallas, Tx
- W•• A•••••••• L• formerApr 11, 2016 to May 11, 2017 · Dallas, Tx
- U••• F•••••••• P••••••• S••••••• formerAug 1, 2014 to Apr 6, 2016 · San Antonio, Tx
- M••••• S•••••• to U•• F•••••••• S••••••• I•••left Jul 23, 2024, registered Jul 17, 2024 (-6 days) · Wirehouse to wirehouse · moved with a team
- W•• A•••••••• L• to M••••• S••••••left May 11, 2017, registered May 30, 2017 (19 days) · Other
- U••• F•••••••• P••••••• S••••••• to W•• A•••••••• L•left Apr 6, 2016, registered Apr 11, 2016 (5 days) · Other
- S•••• K••••• P•••• left M••••• S•••••• for U•• F•••••••• S••••••• I••• (registered 2024-07-17)Jul 23, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address