RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••••• C• R••••••••
- C•••••• independent RIA currentsince Aug 18, 2026 · Portland, Me
- H••• P••••• independent RIADec 9, 2014 to Aug 21, 2026 · Portland, Me
- M••••• W••••• M••••••••• L•• independent RIAAug 20, 2013 to Jan 2, 2015 · Boston, Ma
- H••• P••••• to C••••••left Aug 21, 2026, registered Aug 18, 2026 (-3 days) · RIA to RIA · moved with a team
- M••••• W••••• M••••••••• L•• to H••• P•••••left Jan 2, 2015, registered Dec 9, 2014 (-24 days) · Other
- M••••••• C• R•••••••• left H••• P••••• for Corient (registered 2026-08-18)Aug 21, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address