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Registered advisor
E•••• P•••
Feed of 09/15/2026
Also filed as E•••• M P•••
At current firm
2 y
since Oct 2, 2023
In the industry
13 y
since Aug 1, 2013 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- P•• W••••• M••••••••• BD affiliated currentsince Oct 2, 2023 · Clifton, Nj
- M•• I•••••••• S•••••••• L•• BD affiliatedNov 10, 2021 to Aug 10, 2022 · Fairfield, Nj
- E•••••• C•••••• M••••••••• L•• formerJan 18, 2019 to Jan 17, 2020 · Jersey City, Nj
- M••••• S•••••• wirehouseNov 20, 2018 to Jan 7, 2019 · Morristown, Nj
- T• A••••••••• I••••••••• M••••••••• L•• formerMar 6, 2014 to Apr 18, 2017 · Paramus, Nj
- T• A••••••••• I••• formerMar 5, 2014 to Apr 18, 2017 · Paramus, Nj
Moves
a registration end followed by a registration begin elsewhere
- M•• I•••••••• S•••••••• L•• to P•• W••••• M•••••••••left Aug 10, 2022, registered Oct 2, 2023 (418 days) · Affiliated broker-dealer or bank to another
- E•••••• C•••••• M••••••••• L•• to M•• I•••••••• S•••••••• L••left Jan 17, 2020, registered Nov 10, 2021 (663 days) · RIA to affiliated broker-dealer or bank
- M••••• S•••••• to E•••••• C•••••• M••••••••• L••left Jan 7, 2019, registered Jan 18, 2019 (11 days) · Wirehouse to independent RIA
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Apr 18, 2017, registered Mar 6, 2014 (-1139 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••••••••• M••••••••• L•• to M••••• S••••••left Apr 18, 2017, registered Nov 20, 2018 (581 days) · Other
Signals
- E•••• P••• left M•• I•••••••• S•••••••• L•• for P•• W••••• M••••••••• (registered 2023-10-02)Aug 10, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address