DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Ian Stevens

Charles Schwab & Co., Inc.national BDPortland, Medual registrantIAPD 6236475

Feed of 09/14/2026

Also filed as Ian M Stevens

At current firm

0 y

since Jul 16, 2026

In the industry

12 y

since Oct 16, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Charles Schwab & Co., Inc. national BD current
since Jul 16, 2026 · Portland, Me
Strategic Advisers LLC national BD
Mar 31, 2025 to Jul 13, 2026 · Portland, Me
Fidelity Personal And Workplace Advisors former
Jul 22, 2024 to Mar 31, 2025 · Portland, Me
LPL Financial LLC BD affiliated
Jun 24, 2022 to May 10, 2023 · Fort Mill, Sc
Columbia Management Investment Advisers, LLC asset manager
Nov 24, 2020 to Feb 11, 2022 · Boston, Ma

Moves

a registration end followed by a registration begin elsewhere

Strategic Advisers LLC to Charles Schwab & Co., Inc.
left Jul 13, 2026, registered Jul 16, 2026 (3 days) · Affiliated broker-dealer or bank to another · moved with a team
Fidelity Personal And Workplace Advisors to Strategic Advisers LLC
left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
LPL Financial LLC to Fidelity Personal And Workplace Advisors
left May 10, 2023, registered Jul 22, 2024 (439 days) · Affiliated broker-dealer or bank to another
Columbia Management Investment Advisers, LLC to LPL Financial LLC
left Feb 11, 2022, registered Jun 24, 2022 (133 days) · Other

Signals

Ian Stevens left Strategic Advisers Llc for Charles Schwab & Co., Inc. (registered 2026-07-16)
Jul 13, 2026 · Advisor changed firm · fact
Ian Stevens left Lpl Financial Llc for Fidelity Personal And Workplace Advisors (registered 2024-07-22)
May 10, 2023 · Advisor changed firm · fact
Ian Stevens left Columbia Management Investment Advisers, Llc for Lpl Financial Llc (registered 2022-06-24)
Feb 11, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address