DFX Intelligence
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Registered advisor
B•••••• G•••• S•••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
8 y
since Jun 4, 2018
In the industry
13 y
since Aug 1, 2013 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S••••• M••••• W••••• M••••••••• L•• independent RIA currentsince Jun 4, 2018 · San Diego, Ca
- M••••• S•••••• wirehouseOct 24, 2013 to Jun 4, 2018 · San Diego, Ca
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to S••••• M••••• W••••• M••••••••• L••left Jun 4, 2018, registered Jun 4, 2018 (0 days) · Wirehouse to a newly registered adviser (no RAUM reported yet) · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address