DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Jesse Brian Dale
At current firm
3 y
since Jul 19, 2023
In the industry
13 y
since Jul 1, 2013 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Edward Jones national BD currentsince Jul 19, 2023 · Jacksonville, Fl
- Fidelity Personal And Workplace Advisors formerOct 20, 2021 to May 23, 2023 · Jacksonville, Fl
- Lido independent RIAOct 25, 2019 to Sep 23, 2021 · Los Angeles, Ca
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFeb 22, 2016 to Oct 22, 2019 · Jacksonville, Fl
Moves
a registration end followed by a registration begin elsewhere
- Fidelity Personal And Workplace Advisors to Edward Jonesleft May 23, 2023, registered Jul 19, 2023 (57 days) · Affiliated broker-dealer or bank to another
- Lido to Fidelity Personal And Workplace Advisorsleft Sep 23, 2021, registered Oct 20, 2021 (27 days) · RIA to affiliated broker-dealer or bank
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Lidoleft Oct 22, 2019, registered Oct 25, 2019 (3 days) · Wirehouse to independent RIA · moved with a team
Signals
- Jesse Dale left Fidelity Personal And Workplace Advisors for Edward Jones (registered 2023-07-19)May 23, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address