DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R••••• D•••• T••••• L•••••••

C•••••• S••••• • C••• I•••national BDParamus, Njdual registrantIAPD 6242079

Feed of 09/14/2026

Also filed as Rafae D•••• T•••••

At current firm

2 y

since Jan 25, 2024

In the industry

14 y

since Aug 1, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••• S••••• • C••• I••• national BD current
since Jan 25, 2024 · Paramus, Nj
M••••• S•••••• wirehouse
Sep 5, 2023 to Jan 23, 2024 · Jersey City, Nj
E•••••• C•••••• M••••••••• L•• former
Jan 24, 2022 to Sep 5, 2023 · New York, Ny
W•••• F•••• A••••••• wirehouse
Jun 23, 2021 to Jan 10, 2022 · Hillside, Nj

Moves

a registration end followed by a registration begin elsewhere

M••••• S•••••• to C•••••• S••••• • C••• I•••
left Jan 23, 2024, registered Jan 25, 2024 (2 days) · Wirehouse to affiliated broker-dealer or bank
E•••••• C•••••• M••••••••• L•• to M••••• S••••••
left Sep 5, 2023, registered Sep 5, 2023 (0 days) · corporate re-registration, not a move
W•••• F•••• A••••••• to E•••••• C•••••• M••••••••• L••
left Jan 10, 2022, registered Jan 24, 2022 (14 days) · Wirehouse to independent RIA

Signals

R••••• D•••• T••••• L••••••• left M••••• S•••••• for C•••••• S••••• • C••• I••• (registered 2024-01-25)
Jan 23, 2024 · Advisor changed firm · fact
R••••• D•••• T••••• L••••••• left W•••• F•••• A••••••• for E•••••• C•••••• M••••••••• L•• (registered 2022-01-24)
Jan 10, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address