DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• M•••••• B••••••

U••• I••••••••• S••••••• C••••••no RAUMTampa, Fldual registrantIAPD 6242509

Feed of 09/14/2026

Also filed as M•••••• M•••••• B••••••

At current firm

2 y

since May 2, 2024

In the industry

12 y

since Oct 16, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

U••• I••••••••• S••••••• C•••••• no RAUM current
since May 2, 2024 · Tampa, Fl
J••• M••••• S••••••••• L•• wirehouse
Feb 29, 2024 to Apr 24, 2024 · Punta Gorda, Fl
F•••• T•••• S••••••••• I••• BD affiliated
Apr 26, 2022 to Jul 28, 2023 · Tampa, Fl
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Nov 21, 2017 to Apr 25, 2022 · Bayonet Point, Fl
A••••••••• F•••••••• S•••••••• L•• national BD
Jun 13, 2016 to Jun 16, 2017 · Tampa, Fl

Moves

a registration end followed by a registration begin elsewhere

J••• M••••• S••••••••• L•• to U••• I••••••••• S••••••• C••••••
left Apr 24, 2024, registered May 2, 2024 (8 days) · Other
F•••• T•••• S••••••••• I••• to J••• M••••• S••••••••• L••
left Jul 28, 2023, registered Feb 29, 2024 (216 days) · Affiliated broker-dealer or bank to wirehouse
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to F•••• T•••• S••••••••• I•••
left Apr 25, 2022, registered Apr 26, 2022 (1 days) · Wirehouse to affiliated broker-dealer or bank
A••••••••• F•••••••• S•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Jun 16, 2017, registered Nov 21, 2017 (158 days) · Affiliated broker-dealer or bank to wirehouse

Signals

M•••••• M•••••• B•••••• left J••• M••••• S••••••••• L•• for U••• I••••••••• S••••••• C•••••• (registered 2024-05-02)
Apr 24, 2024 · Advisor changed firm · fact
M•••••• M•••••• B•••••• left F•••• T•••• S••••••••• I••• for J••• M••••• S••••••••• L•• (registered 2024-02-29)
Jul 28, 2023 · Advisor changed firm · fact
M•••••• M•••••• B•••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for F•••• T•••• S••••••••• I••• (registered 2022-04-26)
Apr 25, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: No RAUM reportedderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address