DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• A•••••••• M•••••

L•• F•••••••• L••BD affiliatedCharlottesville, Vadual registrantIAPD 6243634

Feed of 09/14/2026

Also filed as J••• A•••••••• M•••••

At current firm

3 y

since Jul 18, 2023

In the industry

12 y

since Oct 17, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Jul 18, 2023 · Charlottesville, Va
W•••• F•••• A••••••• wirehouse
Feb 15, 2017 to Jul 25, 2023 · Roanoke, Va
F•••• C••••••• I••••••• S•••••••• I••• BD affiliated
Feb 2, 2015 to Feb 17, 2017 · Raleigh, Nc
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Oct 18, 2013 to Jan 28, 2015 · Charlottesville, Va

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to L•• F•••••••• L••
left Jul 25, 2023, registered Jul 18, 2023 (-7 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
F•••• C••••••• I••••••• S•••••••• I••• to W•••• F•••• A•••••••
left Feb 17, 2017, registered Feb 15, 2017 (-2 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to F•••• C••••••• I••••••• S•••••••• I•••
left Jan 28, 2015, registered Feb 2, 2015 (5 days) · Other

Signals

J••• A•••••••• M••••• left W•••• F•••• A••••••• for L•• F•••••••• L•• (registered 2023-07-18)
Jul 25, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address