RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••• E••••• Q••••••
- B••••• P••••• A•••••••• L•• independent RIA currentsince Apr 9, 2021 · Scottsdale, Az
- B••••••• J•••• L•• independent RIAOct 18, 2018 to Feb 23, 2021 · Scottsdale, Az
- M•• I•••••••• S•••••••• L•• BD affiliatedApr 11, 2017 to Dec 13, 2017 · Scottsdale, Az
- U••• F•••••••• P••••••• S••••••• formerJun 6, 2014 to Mar 20, 2017 · Phoenix, Az
- B••••••• J•••• L•• to B••••• P••••• A•••••••• L••left Feb 23, 2021, registered Apr 9, 2021 (45 days) · RIA to RIA
- M•• I•••••••• S•••••••• L•• to B••••••• J•••• L••left Dec 13, 2017, registered Oct 18, 2018 (309 days) · Other
- U••• F•••••••• P••••••• S••••••• to M•• I•••••••• S•••••••• L••left Mar 20, 2017, registered Apr 11, 2017 (22 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address