H•••• N••••• M••••

• U•• F•••••••• S••••••• I••• wirehouse current
  since Feb 18, 2025 · Colorado Springs, Co
• R•••••• J•••• • A••••••••• I••• national BD
  Sep 7, 2016 to Feb 1, 2018 · Nashville, Tn
• U•• F•••••••• S••••••• I••• wirehouse
  Apr 13, 2015 to Aug 30, 2016 · Nashville, Tn
• M••••• S•••••• wirehouse
  Jan 5, 2015 to Feb 12, 2015 · Nashville, Tn
• T• R••• P•••• A••••••• S•••••••• I••• BD affiliated
  Sep 5, 2014 to Dec 23, 2014 · Colorado Springs, Co

• R•••••• J•••• • A••••••••• I••• to U•• F•••••••• S••••••• I•••
  left Feb 1, 2018, registered Feb 18, 2025 (2574 days) · Affiliated broker-dealer or bank to wirehouse
• U•• F•••••••• S••••••• I••• to R•••••• J•••• • A••••••••• I•••
  left Aug 30, 2016, registered Sep 7, 2016 (8 days) · Wirehouse to affiliated broker-dealer or bank
• M••••• S•••••• to U•• F•••••••• S••••••• I•••
  left Feb 12, 2015, registered Apr 13, 2015 (60 days) · Wirehouse to wirehouse
• T• R••• P•••• A••••••• S•••••••• I••• to M••••• S••••••
  left Dec 23, 2014, registered Jan 5, 2015 (13 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

12derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address