DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

L••••••• E••••• G•••

C••••••••• F••••••••independent RIABurr Ridge, IlIA-onlyIAPD 6245962

Certified Financial Planner

Feed of 09/14/2026

Also filed as Larry E••••• G•••

At current firm

5 y

since Oct 15, 2020

In the industry

14 y

since Nov 1, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••••••• F•••••••• independent RIA current
since Oct 15, 2020 · Burr Ridge, Il
S••••••••• W••••• P••••••• L•• independent RIA
Jul 10, 2018 to Dec 11, 2020 · Willowbrook, Il
C•••••• M••••••••• C••••••••• I••• former
Nov 13, 2017 to Jan 10, 2019 · Cary, Il
K•••••••• W••••• M••••••••• L•• independent RIA
May 11, 2017 to Dec 4, 2017 · Cary, Il
L•••••• S•• I••••••••• A•••••••• L••••• BD affiliated
Sep 3, 2013 to Mar 29, 2017 · Oakbrook Terrace, Il

Moves

a registration end followed by a registration begin elsewhere

S••••••••• W••••• P••••••• L•• to C••••••••• F••••••••
left Dec 11, 2020, registered Oct 15, 2020 (-57 days) · RIA to RIA
C•••••• M••••••••• C••••••••• I••• to S••••••••• W••••• P••••••• L••
left Jan 10, 2019, registered Jul 10, 2018 (-184 days) · RIA to RIA · moved with a team
K•••••••• W••••• M••••••••• L•• to C•••••• M••••••••• C••••••••• I•••
left Dec 4, 2017, registered Nov 13, 2017 (-21 days) · Other
L•••••• S•• I••••••••• A•••••••• L••••• to K•••••••• W••••• M••••••••• L••
left Mar 29, 2017, registered May 11, 2017 (43 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address