DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A•••••• G•••••••

P•• W••••• M•••••••••BD affiliatedCharlotte, Nc dual registrantIAPD 6246028

Feed of 09/15/2026

Also filed as Tony A Grisanti

At current firm

2 y

since May 1, 2024

In the industry

14 y

since Jun 1, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

P•• W••••• M••••••••• BD affiliated current
since May 1, 2024 · Charlotte, Nc
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Oct 31, 2022 to Apr 29, 2024 · Pepper Pike, Oh
H••••••••• F•••••••• A••••••• BD affiliated
Feb 10, 2021 to Sep 16, 2022 · Columbus, Oh
T• A••••••••• I••• former
Jan 3, 2019 to Jan 11, 2021 · Orange Village, Oh
T• A••••••••• I••••••••• M••••••••• L•• former
Jan 3, 2019 to Dec 31, 2020 · Orange Village, Oh
P•• W••••• M••••••••• BD affiliated
Sep 14, 2017 to Nov 1, 2018 · Cleveland, Oh
P•• W••••• M••••••••• BD affiliated
Oct 17, 2014 to Aug 22, 2017 · Cleveland, Oh

Moves

a registration end followed by a registration begin elsewhere

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to P•• W••••• M•••••••••
left Apr 29, 2024, registered May 1, 2024 (2 days) · Wirehouse to affiliated broker-dealer or bank
H••••••••• F•••••••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Sep 16, 2022, registered Oct 31, 2022 (45 days) · Affiliated broker-dealer or bank to wirehouse
T• A••••••••• I••• to H••••••••• F•••••••• A•••••••
left Jan 11, 2021, registered Feb 10, 2021 (30 days) · Other · moved with a team
T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
left Dec 31, 2020, registered Jan 3, 2019 (-728 days) · corporate re-registration, not a move
P•• W••••• M••••••••• to T• A••••••••• I••••••••• M••••••••• L••
left Nov 1, 2018, registered Jan 3, 2019 (63 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team

Signals

A•••••• G••••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for P•• W••••• M••••••••• (registered 2024-05-01)
Apr 29, 2024 · Advisor changed firm · fact
A•••••• G••••••• left H••••••••• F•••••••• A••••••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2022-10-31)
Sep 16, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address