DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M••••• J•••• D••••••

E•••• • Y•••• I••••••••• A••••••• L••no RAUMTampa, Fl IA-onlyIAPD 6246078

Certified Financial Planner

Feed of 09/15/2026

Also filed as M••••• J•••• D••••••

At current firm

1 y

since Jun 11, 2025

In the industry

12 y

since Oct 11, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E•••• • Y•••• I••••••••• A••••••• L•• no RAUM current
since Jun 11, 2025 · St. Petersburg, Fl
R•• C•••••• M••••••• L•• national BD
Feb 28, 2023 to Sep 27, 2023 · Wellesley Hills, Ma
C••••••• S••••••••• I••• BD affiliated
Jan 31, 2023 to Mar 1, 2023 · Woburn, Ma
L•• F•••••••• L•• BD affiliated
Jul 21, 2021 to Jun 3, 2022 · Hamden, Ct
W•••••• • R••• former
Nov 18, 2020 to Jul 21, 2021 · Boston, Ma
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Feb 2, 2015 to Nov 20, 2020 · Cambridge, Ma
E•••• V•••• M••••••••• asset manager
Sep 9, 2014 to Jan 8, 2015 · Boston, Ma

Moves

a registration end followed by a registration begin elsewhere

R•• C•••••• M••••••• L•• to E•••• • Y•••• I••••••••• A••••••• L••
left Sep 27, 2023, registered Jun 11, 2025 (623 days) · Other
C••••••• S••••••••• I••• to R•• C•••••• M••••••• L••
left Mar 1, 2023, registered Feb 28, 2023 (-1 days) · Affiliated broker-dealer or bank to another
L•• F•••••••• L•• to C••••••• S••••••••• I•••
left Jun 3, 2022, registered Jan 31, 2023 (242 days) · RIA to affiliated broker-dealer or bank
W•••••• • R••• to L•• F•••••••• L••
left Jul 21, 2021, registered Jul 21, 2021 (0 days) · corporate re-registration, not a move
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••••• • R•••
left Nov 20, 2020, registered Nov 18, 2020 (-2 days) · Wirehouse to affiliated broker-dealer or bank
E•••• V•••• M••••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Jan 8, 2015, registered Feb 2, 2015 (25 days) · Other

Signals

M••••• J•••• D•••••• left R•• C•••••• M••••••• L•• for E•••• • Y•••• I••••••••• A••••••• L•• (registered 2025-06-11)
Sep 27, 2023 · Advisor changed firm · fact
M••••• J•••• D•••••• left C••••••• S••••••••• I••• for R•• C•••••• M••••••• L•• (registered 2023-02-28)
Mar 1, 2023 · Advisor changed firm · fact
M••••• J•••• D•••••• left L•• F•••••••• L•• for C••••••• S••••••••• I••• (registered 2023-01-31)
Jun 3, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: No RAUM reportedderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address