Z•••••• R••• M•••••

M•••••• L••••• P•••••• F••••• • S•••• I•••••••••wirehouseBeverly, Madual registrantIAPD 6246092

Feed of 09/14/2026

Also filed as Z•••••• R••• M••••••••• M••••••••• R• M•••••

At current firm

3 y

since Apr 3, 2023

In the industry

13 y

since Sep 1, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse current
since Apr 3, 2023 · Beverly, Ma
E•••••• A••••••• G••••• L•• BD affiliated
Oct 19, 2020 to Mar 20, 2023 · Greenwood Village, Co
C••••••• S••••••••• I••• BD affiliated
Jan 31, 2019 to Sep 11, 2020 · W. Roxbury, Ma
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jun 14, 2017 to Oct 25, 2018 · Boston, Ma
S•••••••• A••••••• L•• national BD
Sep 3, 2014 to Feb 6, 2017 · Merrimack, Nh

Moves

a registration end followed by a registration begin elsewhere

E•••••• A••••••• G••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Mar 20, 2023, registered Apr 3, 2023 (14 days) · Affiliated broker-dealer or bank to wirehouse
C••••••• S••••••••• I••• to E•••••• A••••••• G••••• L••
left Sep 11, 2020, registered Oct 19, 2020 (38 days) · Other · moved with a team
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C••••••• S••••••••• I•••
left Oct 25, 2018, registered Jan 31, 2019 (98 days) · Wirehouse to affiliated broker-dealer or bank
S•••••••• A••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Feb 6, 2017, registered Jun 14, 2017 (128 days) · Affiliated broker-dealer or bank to wirehouse

Signals

••• Locked
Mar 20, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address