RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••• F•••••
- Q• A•••••••• L•• no RAUM currentsince Mar 23, 2026 · San Marcos, Tx
- D••••• M•••• A•••••••• L•• independent RIAApr 20, 2025 to Apr 22, 2026 · New York, Ny
- Q• A•••••••• L•• no RAUMJan 30, 2024 to May 23, 2024 · Cedar Park, Tx
- A• P•••• P•••••• unclassifiedMar 14, 2022 to Dec 31, 2025 · Cedar Park, Tx
- P•• M•••••• A•••••• S••••••••• I••• formerSep 5, 2017 to Mar 11, 2019 · Austin, Tx
- F•• S••••••••• C••••••••• formerAug 25, 2016 to Sep 13, 2017 · Austin, Tx
- D••••• M•••• A•••••••• L•• to Q• A•••••••• L••left Apr 22, 2026, registered Mar 23, 2026 (-30 days) · Other
- A• P•••• P•••••• to Q• A•••••••• L••left Dec 31, 2025, registered Jan 30, 2024 (-701 days) · Other
- Q• A•••••••• L•• to D••••• M•••• A•••••••• L••left May 23, 2024, registered Apr 20, 2025 (332 days) · Other
- P•• M•••••• A•••••• S••••••••• I••• to A• P•••• P••••••left Mar 11, 2019, registered Mar 14, 2022 (1099 days) · Other
- F•• S••••••••• C••••••••• to P•• M•••••• A•••••• S••••••••• I•••left Sep 13, 2017, registered Sep 5, 2017 (-8 days) · Other
- T•••• F••••• left D••••• M•••• A•••••••• L•• for Q• A•••••••• L•• (registered 2026-03-23)Apr 22, 2026 · Advisor changed firm · fact
- T•••• F••••• left A• P•••• P•••••• for Q• A•••••••• L•• (registered 2024-01-30)Dec 31, 2025 · Advisor changed firm · fact
- T•••• F••••• left Q• A•••••••• L•• for D••••• M•••• A•••••••• L•• (registered 2025-04-20)May 23, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address