C••••••••• T••• H•••

• W•••• F•••• A••••••• wirehouse current
  since May 3, 2022 · Pinehurst, Nc
• T••••• A••••••• S•••••••• I••• BD affiliated
  Feb 17, 2021 to May 4, 2022 · Atlanta, Ga
• B••• S••••••••• L•• former
  Jan 2, 2018 to Feb 17, 2021 · Charlotte, Nc
• B••• I••••••••• S•••••••• I••• former
  Jan 21, 2014 to Jan 2, 2018 · Charlotte, Nc

• T••••• A••••••• S•••••••• I••• to W•••• F•••• A•••••••
  left May 4, 2022, registered May 3, 2022 (-1 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
• B••• S••••••••• L•• to T••••• A••••••• S•••••••• I•••
  left Feb 17, 2021, registered Feb 17, 2021 (0 days) · corporate re-registration, not a move
• B••• I••••••••• S•••••••• I••• to B••• S••••••••• L••
  left Jan 2, 2018, registered Jan 2, 2018 (0 days) · corporate re-registration, not a move

• ••• Locked
  May 4, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

13derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address