DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A••••• J••• S••••

S••••• W••••• A•••••••• I•••no RAUMWestlake, Tx dual registrantIAPD 6251582

Certified Financial Planner

Feed of 09/14/2026

Also filed as Aubrey Jean Wood

At current firm

2 y

since Jul 30, 2024

In the industry

12 y

since Apr 21, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S••••• W••••• A•••••••• I••• no RAUM current
since Jul 30, 2024 · San Francisco, Ca
C•••••• A•••••••• I••• former
Nov 7, 2019 to Jul 23, 2024 · Frisco, Tx
F••••••• P••••••• A•• W•••••••• A••••••• former
Jul 13, 2018 to Oct 15, 2019 · Boston, Ma
S•••••••• A••••••• L•• national BD
Jan 20, 2017 to Jul 13, 2018 · Broomfield, Co
S•••••••• A••••••• L•• national BD
Jul 2, 2015 to Nov 15, 2016 · Colorado Springs, Co

Moves

a registration end followed by a registration begin elsewhere

C•••••• A•••••••• I••• to S••••• W••••• A•••••••• I•••
left Jul 23, 2024, registered Jul 30, 2024 (7 days) · Other
F••••••• P••••••• A•• W•••••••• A••••••• to C•••••• A•••••••• I•••
left Oct 15, 2019, registered Nov 7, 2019 (23 days) · Affiliated broker-dealer or bank to independent RIA
S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move

Signals

A••••• J••• S•••• left C•••••• A•••••••• I••• for S••••• W••••• A•••••••• I••• (registered 2024-07-30)
Jul 23, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: No RAUM reportedderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address