DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Daniel Thomas Henneghan
Feed of 09/15/2026
Also filed as Daniel Thomas Henneghan
At current firm
2 y
since Mar 20, 2024
In the industry
12 y
since Jan 13, 2014 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
2
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Citizens Private Wealth BD affiliated currentsince Sep 27, 2024 · Tarrytown, Ny
- Citizens Securities, Inc. BD affiliated currentsince Mar 20, 2024 · Bingham Farms, Mi
- Modern Wealth Management, LLC independent RIANov 8, 2023 to Apr 9, 2024 · Kansas City, Mo
- J.P. Morgan Private Wealth Advisors LLC formerApr 4, 2022 to Jun 22, 2023 · San Francisco, Ca
Moves
a registration end followed by a registration begin elsewhere
- Modern Wealth Management, LLC to Citizens Securities, Inc.left Apr 9, 2024, registered Mar 20, 2024 (-20 days) · RIA to affiliated broker-dealer or bank
- J.P. Morgan Private Wealth Advisors LLC to Modern Wealth Management, LLCleft Jun 22, 2023, registered Nov 8, 2023 (139 days) · Affiliated broker-dealer or bank to independent RIA
Signals
- Daniel Thomas Henneghan left Modern Wealth Management, Llc for Citizens Securities, Inc. (registered 2024-03-20)Apr 9, 2024 · Advisor changed firm · fact
- Daniel Thomas Henneghan left J.P. Morgan Private Wealth Advisors Llc for Modern Wealth Management, Llc (registered 2023-11-08)Jun 22, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address