DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
L••• A••••••••• X••• G•••
Feed of 09/14/2026
Also filed as L••• G•••
At current firm
4 y
since Jul 13, 2022
In the industry
12 y
since Mar 1, 2014 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- U•• F•••••••• S••••••• I••• wirehouse currentsince Jul 13, 2022 · Seal Beach, Ca
- W•••• F•••• A••••••• wirehouseApr 29, 2020 to Jul 5, 2022 · Los Angeles, Ca
- M••••• S•••••• wirehouseApr 19, 2018 to Apr 20, 2020 · Beverly Hills, Ca
- A••••••••• F•••••••• S•••••••• L•• national BDJan 9, 2017 to Apr 19, 2018 · Los Angeles, Ca
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to U•• F•••••••• S••••••• I•••left Jul 5, 2022, registered Jul 13, 2022 (8 days) · Wirehouse to wirehouse · moved with a team
- M••••• S•••••• to W•••• F•••• A•••••••left Apr 20, 2020, registered Apr 29, 2020 (9 days) · Wirehouse to wirehouse · moved with a team
- A••••••••• F•••••••• S•••••••• L•• to M••••• S••••••left Apr 19, 2018, registered Apr 19, 2018 (0 days) · Affiliated broker-dealer or bank to wirehouse
Signals
- L••• A••••••••• X••• G••• left W•••• F•••• A••••••• for U•• F•••••••• S••••••• I••• (registered 2022-07-13)Jul 5, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address