RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••••• B•••• N•••••
- S•••••• N••••••• • C••••••• I••••••••• national BD currentsince Sep 18, 2025 · St. Simons Island, Ga
- T••••• A••••••• S•••••••• I••• BD affiliatedMar 15, 2018 to Sep 17, 2025 · Albany, Ga
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 30, 2016 to Feb 22, 2018 · St Simons Island, Ga
- P••• A••••• S••••••••• L•• BD affiliatedNov 13, 2015 to Nov 16, 2016 · St. Simons Island, Ga
- T••••• A••••••• S•••••••• I••• to S•••••• N••••••• • C••••••• I•••••••••left Sep 17, 2025, registered Sep 18, 2025 (1 days) · Affiliated broker-dealer or bank to another · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to T••••• A••••••• S•••••••• I•••left Feb 22, 2018, registered Mar 15, 2018 (21 days) · Other · moved with a team
- P••• A••••• S••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Nov 16, 2016, registered Nov 30, 2016 (14 days) · Other
- E••••• B•••• N••••• left T••••• A••••••• S•••••••• I••• for S•••••• N••••••• • C••••••• I••••••••• (registered 2025-09-18)Sep 17, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address