RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••• G• B••••
- M•• I•••••••• S•••••••• L•• BD affiliated currentsince Jun 16, 2025 · Odenton, Md
- M••••• S•••••• wirehouseJun 17, 2021 to Apr 8, 2024 · Baltimore, Md
- N••••••• T•••• I••••••••• I••••••••• asset managerJan 23, 2017 to Apr 26, 2021 · Tempe, Az
- B•• F•••••••• A••••••• BD affiliatedJul 8, 2015 to Jul 19, 2016 · Little Rock, Ar
- M••••• S•••••• to M•• I•••••••• S•••••••• L••left Apr 8, 2024, registered Jun 16, 2025 (434 days) · Wirehouse to affiliated broker-dealer or bank
- N••••••• T•••• I••••••••• I••••••••• to M••••• S••••••left Apr 26, 2021, registered Jun 17, 2021 (52 days) · Other
- B•• F•••••••• A••••••• to N••••••• T•••• I••••••••• I•••••••••left Jul 19, 2016, registered Jan 23, 2017 (188 days) · Other
- D••• G• B•••• left M••••• S•••••• for M•• I•••••••• S•••••••• L•• (registered 2025-06-16)Apr 8, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address