A••• M•••••• F••••••

T••••• A••••••• S•••••••• I•••BD affiliatedOcala, Fldual registrantIAPD 6262964

Certified Financial Planner

Feed of 09/14/2026

At current firm

5 y

since Feb 17, 2021

In the industry

12 y

since Dec 23, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

T••••• A••••••• S•••••••• I••• BD affiliated current
since Feb 17, 2021 · Ocala, Fl
B••• S••••••••• L•• former
Oct 14, 2015 to Feb 17, 2021 · Ocala, Fl
W•••• F•••• A••••••• wirehouse
Dec 26, 2013 to Oct 15, 2015 · Orlando, Fl

Moves

a registration end followed by a registration begin elsewhere

B••• S••••••••• L•• to T••••• A••••••• S•••••••• I•••
left Feb 17, 2021, registered Feb 17, 2021 (0 days) · corporate re-registration, not a move
W•••• F•••• A••••••• to B••• S••••••••• L••
left Oct 15, 2015, registered Oct 14, 2015 (-1 days) · Other · moved with a team

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address