RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• R•••••• E••••
- L•• F•••••••• L•• BD affiliated currentsince Jan 9, 2025 · Hudsonville, Mi
- S••••••••• A•••••• A•••••••• I••• formerSep 18, 2020 to Dec 8, 2022 · Hudsonville, Mi
- S•• A•••••••• I••• formerOct 8, 2019 to Sep 18, 2020 · Hudsonville, Mi
- S•••••••• F••••••••• I••• formerApr 9, 2019 to Oct 11, 2019 · Byron Center, Mi
- O••••••••• S••••••••• I••• BD affiliatedMar 31, 2017 to Mar 29, 2019 · Grand Rapids, Mi
- A••••••••• F•••••••• S•••••••• L•• national BDDec 9, 2013 to Apr 10, 2015 · Grand Rapids, Mi
- S••••••••• A•••••• A•••••••• I••• to L•• F•••••••• L••left Dec 8, 2022, registered Jan 9, 2025 (763 days) · Affiliated broker-dealer or bank to another · moved with a team
- S•• A•••••••• I••• to S••••••••• A•••••• A•••••••• I•••left Sep 18, 2020, registered Sep 18, 2020 (0 days) · corporate re-registration, not a move
- S•••••••• F••••••••• I••• to S•• A•••••••• I•••left Oct 11, 2019, registered Oct 8, 2019 (-3 days) · channel change inside one enterprise, not a move
- O••••••••• S••••••••• I••• to S•••••••• F••••••••• I•••left Mar 29, 2019, registered Apr 9, 2019 (11 days) · Affiliated broker-dealer or bank to another
- A••••••••• F•••••••• S•••••••• L•• to O••••••••• S••••••••• I•••left Apr 10, 2015, registered Mar 31, 2017 (721 days) · Other
- W•••••• R•••••• E•••• left S••••••••• A•••••• A•••••••• I••• for L•• F•••••••• L•• (registered 2025-01-09)Dec 8, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address