RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•• R•••••• C•••••
- D••• D••••••• • C•• independent RIA currentsince Jul 13, 2022 · Lynchburg, Va
- T••••• A••••••• S•••••••• I••• BD affiliatedFeb 17, 2021 to Jul 18, 2022 · Atlanta, Ga
- B••• S••••••••• L•• formerAug 3, 2015 to Feb 17, 2021 · Lynchburg, Va
- T••••• A••••••• S•••••••• I••• to D••• D••••••• • C••left Jul 18, 2022, registered Jul 13, 2022 (-5 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- B••• S••••••••• L•• to T••••• A••••••• S•••••••• I•••left Feb 17, 2021, registered Feb 17, 2021 (0 days) · corporate re-registration, not a move
- D•• R•••••• C••••• left T••••• A••••••• S•••••••• I••• for D••• D••••••• • C•• (registered 2022-07-13)Jul 18, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address