DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Fred Todd Schwendiman
Feed of 09/15/2026
Also filed as Todd Schwendiman
At current firm
0 y
since Dec 22, 2025
In the industry
26 y
since Jan 1, 2000 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- Foundations Investment Advisors LLC independent RIA currentsince Dec 22, 2025 · Sandy, Ut
- Ae Wealth Management, LLC BD affiliatedMar 16, 2023 to Dec 17, 2025 · Sandy, Ut
- Foundations Investment Advisors LLC independent RIAJan 7, 2022 to Mar 15, 2023 · Sandy, Ut
- Brookstone Capital Management LLC independent RIADec 7, 2015 to Jan 3, 2022 · Sandy, Ut
- Vann Equity Management LLC independent RIAApr 28, 2015 to Dec 8, 2015 · Sandy, Ut
- Brookstone Capital Management LLC independent RIAMar 10, 2015 to Apr 13, 2015 · Sandy, Ut
- Horter Investment Management, LLC independent RIANov 18, 2013 to Mar 23, 2015 · Sandy, Ut
Moves
a registration end followed by a registration begin elsewhere
- Ae Wealth Management, LLC to Foundations Investment Advisors LLCleft Dec 17, 2025, registered Dec 22, 2025 (5 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- Foundations Investment Advisors LLC to Ae Wealth Management, LLCleft Mar 15, 2023, registered Mar 16, 2023 (1 days) · RIA to affiliated broker-dealer or bank
- Brookstone Capital Management LLC to Foundations Investment Advisors LLCleft Jan 3, 2022, registered Jan 7, 2022 (4 days) · RIA to RIA
- Vann Equity Management LLC to Brookstone Capital Management LLCleft Dec 8, 2015, registered Dec 7, 2015 (-1 days) · Other
- Brookstone Capital Management LLC to Vann Equity Management LLCleft Apr 13, 2015, registered Apr 28, 2015 (15 days) · Other
- Horter Investment Management, LLC to Brookstone Capital Management LLCleft Mar 23, 2015, registered Mar 10, 2015 (-13 days) · Other
Signals
- Fred Todd Schwendiman left Ae Wealth Management, Llc for Foundations Investment Advisors Llc (registered 2025-12-22)Dec 17, 2025 · Advisor changed firm · fact
- Fred Todd Schwendiman left Foundations Investment Advisors Llc for Ae Wealth Management, Llc (registered 2023-03-16)Mar 15, 2023 · Advisor changed firm · fact
- Fred Todd Schwendiman left Brookstone Capital Management Llc for Foundations Investment Advisors Llc (registered 2022-01-07)Jan 3, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address