P••• T••••• C•••

M••••• S••••••wirehouseWest Conshohocken, Pa dual registrantIAPD 6275055

Feed of 09/14/2026

Also filed as P••• C•••

At current firm

3 y

since Jan 20, 2023

In the industry

11 y

since Oct 21, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M••••• S•••••• wirehouse current
since Jan 20, 2023 · West Conshohocken, Pa
V••••••• A•••••••• I••• BD affiliated
Nov 17, 2021 to Dec 31, 2022 · Malvern, Pa
C••••••• S••••••••• I••• BD affiliated
Oct 23, 2014 to Sep 28, 2021 · Philadelphia, Pa

Moves

a registration end followed by a registration begin elsewhere

V••••••• A•••••••• I••• to M••••• S••••••
left Dec 31, 2022, registered Jan 20, 2023 (20 days) · Affiliated broker-dealer or bank to wirehouse
C••••••• S••••••••• I••• to V••••••• A•••••••• I•••
left Sep 28, 2021, registered Nov 17, 2021 (50 days) · Affiliated broker-dealer or bank to another

Signals

••• Locked
Dec 31, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address