C•••• A••• W••••••

• T••••••••• R••••••••• A•••••••• L•• BD affiliated current
  since Feb 12, 2024 · Council Bluffs, Ia
• C•••••• S••••• • C••• I••• national BD
  Feb 10, 2022 to Jun 1, 2022 · San Francisco, Ca
• T• A••••••••• I••••••••• M••••••••• L•• former
  Apr 10, 2015 to Jan 29, 2019 · Omaha, Ne
• T• A••••••••• I••• former
  Apr 10, 2015 to Feb 10, 2022 · Omaha, Ne

• C•••••• S••••• • C••• I••• to T••••••••• R••••••••• A•••••••• L••
  left Jun 1, 2022, registered Feb 12, 2024 (621 days) · Affiliated broker-dealer or bank to another
• T• A••••••••• I••• to C•••••• S••••• • C••• I•••
  left Feb 10, 2022, registered Feb 10, 2022 (0 days) · channel change inside one enterprise, not a move
• T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
  left Jan 29, 2019, registered Apr 10, 2015 (-1390 days) · channel change inside one enterprise, not a move · moved with a team

• ••• Locked
  Jun 1, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

12derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address