DFX Intelligence
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Channel change (one enterprise)
11 advisors moved from T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
Not a lift-out: one firm's name is the other's with a word added, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
independent RIAtono RAUMOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Danny Y. La | Omaha, Ne | Jan 3, 2019 | Feb 27, 2018 |
| Dejan Dimitrijevic | Omaha, Ne | Jan 3, 2019 | Feb 27, 2018 |
| Brendan Robert Williams | Omaha, Ne | Jan 4, 2019 | Feb 12, 2010 |
| Heather Marie Terry | Omaha, Ne | Jan 4, 2019 | Jan 11, 2008 |
| Raj Shekar | Omaha, Ne | Jan 7, 2019 | Feb 27, 2018 |
| Karen Vergara | Omaha, Ne | Jan 14, 2019 | Feb 27, 2018 |
| Thomas White | Omaha, Ne | Jan 23, 2019 | Apr 16, 2018 |
| Brandy R Holesko | Omaha, Ne | Jan 26, 2019 | May 22, 2018 |
| Amy Rose Smith | Omaha, Ne | Jan 29, 2019 | Apr 13, 2018 |
| Casey Alan Walters | Omaha, Ne | Jan 29, 2019 | Apr 10, 2015 |
| Hunter James Bremer | Omaha, Ne | Jan 30, 2019 | Jul 3, 2017 |
The rule
- Registrations ended
- Jan 3, 2019 to Jan 30, 2019
- Registered next
- Jan 11, 2008 to May 22, 2018
- Branch state
- NE
- Cities
- 1, most in Omaha, Ne
- Registered there that day
- 1,504 (people still on IAPD; an estimate)
- Share of that headcount
- 0.7%
- One enterprise because
- one firm's name is the other's with a word added
- Succession by the destination
- none on the tape