RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••• R• A•••••
- S•••••••• A••••••• L•• national BD currentsince Mar 31, 2025 · Milan, Mi
- F••••••• P••••••• A•• W•••••••• A••••••• formerDec 17, 2021 to Mar 31, 2025 · Westland, Mi
- A••••••••• F•••••••• S•••••••• L•• national BDFeb 5, 2021 to Oct 11, 2021 · Auburn Hills, Mi
- E•••••• C•••••• M••••••••• L•• formerSep 5, 2019 to Dec 16, 2020 · Arlington, Va
- T• A••••••••• I••••••••• M••••••••• L•• formerFeb 9, 2017 to Sep 10, 2019 · Birmingham, Mi
- T• A••••••••• I••• formerFeb 9, 2017 to Sep 10, 2019 · Birmingham, Mi
- H•••• F•••••••• S•••••••• I••• independent RIAJun 17, 2014 to Jan 13, 2017 · Southfield, Mi
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- A••••••••• F•••••••• S•••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Oct 11, 2021, registered Dec 17, 2021 (67 days) · Affiliated broker-dealer or bank to another
- E•••••• C•••••• M••••••••• L•• to A••••••••• F•••••••• S•••••••• L••left Dec 16, 2020, registered Feb 5, 2021 (51 days) · RIA to affiliated broker-dealer or bank
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Sep 10, 2019, registered Feb 9, 2017 (-943 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••••••••• M••••••••• L•• to E•••••• C•••••• M••••••••• L••left Sep 10, 2019, registered Sep 5, 2019 (-5 days) · RIA to RIA
- H•••• F•••••••• S•••••••• I••• to T• A••••••••• I•••left Jan 13, 2017, registered Feb 9, 2017 (27 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address