DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Chase M Adler

Edgerock Wealth Managementindependent RIADenver, CoIA-onlyIAPD 6276344

Feed of 09/14/2026

Also filed as Chase Michael Adler

At current firm

0 y

since Jan 1, 2026

In the industry

12 y

since Dec 1, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: Director of Operationsreportededgerockwealth.comfirm site, Sep 15, 2026
Professional profile: edgerockwealth.com/team-profile/chase-adlerreportededgerockwealth.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

Edgerock Wealth Management independent RIA current
since Jan 1, 2026 · Denver, Co
Morgan Stanley wirehouse
May 10, 2021 to Jan 9, 2023 · Denver, Co
Charles Schwab & Co., Inc. national BD
Nov 10, 2015 to May 10, 2021 · Phoenix, Az

Moves

a registration end followed by a registration begin elsewhere

Morgan Stanley to Edgerock Wealth Management
left Jan 9, 2023, registered Jan 1, 2026 (1088 days) · Wirehouse to independent RIA
Charles Schwab & Co., Inc. to Morgan Stanley
left May 10, 2021, registered May 10, 2021 (0 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team

Signals

Chase M Adler left Morgan Stanley for Edgerock Wealth Management (registered 2026-01-01)
Jan 9, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address