DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Edgerock Wealth Management

Independent wealth managerDenver, ColoradoCRD 312325SEC 801-121314website IAPD

Legal name Edgerock Capital LLC

Latest filing Jun 24, 2026

First filing on the tape Apr 27, 2021 · 22 filings

SEC status approved since May 27, 2021

RAUM

$579M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

97%

$563M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$44.5M

derived; firm RAUM over IAPD count

Employees

13 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

22 filings and snapshots on the tape

RAUM$579M as of Jun 24, 2026

Mar 31, 2022$231M then

HNW client RAUM$400M as of Jun 24, 2026

Mar 31, 2022$135M then

State-registered IARs (5.B.3)13 as of Jun 24, 2026

Mar 31, 20227 then

Employees (5.A)20 as of Jun 24, 2026

Mar 31, 202211 then

Private funds: no history

RAUM +23% over the last fiscal year+32% a year over threeIARs 9 to 13

Practice profile

derived from the filing of Jun 24, 2026; every figure names its basis

Archetypes, each a printed rule

HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent

RAUM per advisor: $44.5MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 43derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $2.6MderivedHNW RAUM over HNW clients
Average account: $371,324derivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.5derivedItem 5.A over advisors
Advisors per office: 6.5derived2 offices incl. principal (1.F.5)
RAUM growth, one year: +23%derivedbetween the last two annual amendments
Advisor growth, one year: +44%derivedItem 5.B.3 between annual amendments
Client growth, one year: +9.5%derived
Compensation: percentage of assetsreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, portfolio management for businesses and institutions, educational seminarsreportedItem 5.G
Custody: $58.5M, 115 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

is an insurance broker or agent (6.A.6)
buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)
has custody of client cash or bank accounts (9.A.1.a)
marketing includes testimonials (5.L.1.c)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$400M69%
Individuals$163M28%
Corporations and businesses$16.2M2.8%

Individual clients: 408reported
HNW clients: 156reported
Pension plan clients: 0reported
Charitable clients: 0reported
Accounts: 1,559reported
Financial planning clients: 0reported
Wrap fee programs: noreported
Custody of client assets: $58.5M for 115 clientsreported
Compensation: % of AUMreported
Class basis: private_client_share=0.97 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

13 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
Kyle F O'Dell	Denver, Co	Oct 3, 2021	30 y	5
Robert Eugene FossChartered Financial Analyst	Denver, Co	Oct 3, 2021	13 y	2
Tyler F. O'Dell	Denver, Co	Oct 3, 2021	10 y	0
Kyle Randall Gerken	Denver, Co	Dec 6, 2021	10 y	0
Jerad S Daniels	Denver, Co	Aug 23, 2023	14 y	0
Pierce Sarkis Aichinger	Denver, Co	Aug 23, 2023	13 y	0
George Frederic Von EiffCertified Financial Planner	Denver, Co	Oct 20, 2023	27 y	2
Ryan Mckown	Denver, Co	May 7, 2025	12 y	2
Danielle Codi Hage	Denver, Co	Sep 10, 2025	17 y	0
Chase M Adler	Denver, Co	Jan 1, 2026	12 y	2
John Douglas HillCertified Financial Planner	Denver, Co	Jan 8, 2026	16 y	7
Angelina Nicole Sanchez	Denver, Co	Mar 31, 2026	10 y	0
Daniel Mckibben Willis	Denver, Co	Aug 5, 2026	10 y	0

Advisor movement

1 left, 2 joined in 12 months

net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 7.7% of current headcount4 left over 36 months

Left, latest

Ronnie Edward Dawson to Edelman Financial Engines
Feb 20, 2026 · RIA to RIA
Kyle Arthur Shelley to Cerity Partners LLC
Jan 10, 2025 · RIA to RIA
Brett Preston Tomlinson to Foundations Investment Advisors LLC
Dec 17, 2024 · RIA to RIA
Jacob Thomas Green to Green Tree Wealth, Inc
Jun 26, 2024 · RIA to a state-registered adviser
Jordan Livingston Rice to Mariner
Jul 6, 2023 · RIA to affiliated broker-dealer or bank
Andrew Robert Perry to Foundations Investment Advisors LLC
Apr 14, 2023 · RIA to RIA

Joined, latest

John Douglas Hill from Edelman Financial Engines
Jan 8, 2026 · RIA to RIA
Chase M Adler from Morgan Stanley
Jan 1, 2026 · Wirehouse to independent RIA
Ryan Mckown from Strategic Advisers LLC
May 7, 2025 · Affiliated broker-dealer or bank to independent RIA
Brett Preston Tomlinson from Fidelity Personal And Workplace Advisors
Feb 6, 2024 · Affiliated broker-dealer or bank to independent RIA
George Frederic Von Eiff from LPL Financial LLC
Oct 20, 2023 · Affiliated broker-dealer or bank to independent RIA
Andrew Robert Perry from Securian Financial Services, Inc.
Nov 2, 2021 · Affiliated broker-dealer or bank to independent RIA
Kyle F O'Dell from Ae Wealth Management, LLC
Oct 3, 2021 · Affiliated broker-dealer or bank to independent RIA
Robert Eugene Foss from Ae Wealth Management, LLC
Oct 3, 2021 · Affiliated broker-dealer or bank to independent RIA

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

2 joined from Ae Wealth Management, LLC
Jan 18, 2022 · Englewood, Co

Teams out Teams in

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

Eugene Robert Foss · Portfolio Managercontrol
since 11/2020 · owns less than 5%
F Kyle O'Dell · Presidentcontrol
since 12/2018 · owns 75% or more
Ashley Matthew Swendiman · Chief Compliance Officercontrol
since 12/2023 · owns less than 5%

Related persons

Schedule D 7.A

No related person reported.

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left
Denver, Co · principal	13	4	1
Grand Junction, Co	2	0	0
Bend, Or	0	0	0
Englewood, Co	0	0	0

Offices

Schedule D 1.F, the 25 largest

Denver, CO7 employees
Bend, OR1 employees
Grand Junction, CO1 employees

What changed

consecutive filings, newest first

Related insurance company · false to true
Feb 5, 2026 to Apr 30, 2026
Accounts · 1,457 to 1,559
Aug 6, 2025 to Jan 29, 2026
Advisory employees · 9 to 13
Aug 6, 2025 to Jan 29, 2026
Corporate clients · 6 to 11
Aug 6, 2025 to Jan 29, 2026
HNW clients · 126 to 156
Aug 6, 2025 to Jan 29, 2026
Individual clients · 389 to 408
Aug 6, 2025 to Jan 29, 2026
Assets in custody · $50.8M to $58.5M
Aug 6, 2025 to Jan 29, 2026
Employees · 17 to 20
Aug 6, 2025 to Jan 29, 2026
State-registered IARs · 9 to 13
Aug 6, 2025 to Jan 29, 2026
Discretionary RAUM · $470M to $579M
Aug 6, 2025 to Jan 29, 2026
HNW RAUM · $301M to $400M
Aug 6, 2025 to Jan 29, 2026
Individual RAUM · $156M to $163M
Aug 6, 2025 to Jan 29, 2026
RAUM · $470M to $579M
Aug 6, 2025 to Jan 29, 2026
Advisory activities · 3 to 4
Jun 4, 2025 to Aug 6, 2025
Financial planning clients · 0 to 0
Jun 4, 2025 to Aug 6, 2025
Accounts · 1,242 to 1,457
Oct 2, 2024 to Feb 12, 2025
Advisory activities · 4 to 3
Oct 2, 2024 to Feb 12, 2025
Charity clients · unset to 0.0
Oct 2, 2024 to Feb 12, 2025
Corporate clients · 1 to 6
Oct 2, 2024 to Feb 12, 2025
HNW clients · 81 to 126
Oct 2, 2024 to Feb 12, 2025
Individual clients · 360 to 389
Oct 2, 2024 to Feb 12, 2025
Pension plan clients · unset to 0.0
Oct 2, 2024 to Feb 12, 2025
Pooled vehicle clients · unset to 0.0
Oct 2, 2024 to Feb 12, 2025
Assets in custody · $58.0M to $50.8M
Oct 2, 2024 to Feb 12, 2025
Employees · 15 to 17
Oct 2, 2024 to Feb 12, 2025
Financial planning clients · 251-500 to 0
Oct 2, 2024 to Feb 12, 2025
Other offices · 3 to 1
Oct 2, 2024 to Feb 12, 2025
Discretionary RAUM · $325M to $470M
Oct 2, 2024 to Feb 12, 2025
HNW RAUM · $177M to $301M
Oct 2, 2024 to Feb 12, 2025
Individual RAUM · $137M to $156M
Oct 2, 2024 to Feb 12, 2025
RAUM · $325M to $470M
Oct 2, 2024 to Feb 12, 2025
Assets in custody · unset to 57998677.0
Aug 15, 2024 to Oct 2, 2024
Custody of client assets · false to true
Aug 15, 2024 to Oct 2, 2024
Accounts · 1,235 to 1,242
Dec 14, 2023 to Feb 9, 2024
Corporate clients · unset to 1.0
Dec 14, 2023 to Feb 9, 2024
HNW clients · 56 to 81
Dec 14, 2023 to Feb 9, 2024
Individual clients · 349 to 360
Dec 14, 2023 to Feb 9, 2024
Financial planning clients · 0 to 251-500
Dec 14, 2023 to Feb 9, 2024
State-registered IARs · 7 to 9
Dec 14, 2023 to Feb 9, 2024
Other offices · 2 to 3
Dec 14, 2023 to Feb 9, 2024

Signals

12 dated events

Ronnie Edward Dawson left Edgerock Wealth Management for Edelman Financial Engines (registered 2026-04-02)
Feb 20, 2026 · Advisor changed firm · fact
Edgerock Wealth Management reported RAUM $470.5M, up 45% from $325.1M (2024-10-02 to 2025-02-12)
Feb 12, 2025 · RAUM change · derived
Kyle Arthur Shelley left Edgerock Wealth Management for Cerity Partners Llc (registered 2025-01-15)
Jan 10, 2025 · Advisor changed firm · fact
Brett Preston Tomlinson left Edgerock Wealth Management for Foundations Investment Advisors Llc (registered 2025-01-06)
Dec 17, 2024 · Advisor changed firm · fact
Jacob Thomas Green left Edgerock Wealth Management for Green Tree Wealth, Inc (registered 2025-01-01)
Jun 26, 2024 · Advisor changed firm · fact
Ashley Matthew Swendiman (Chief Compliance Officer) appeared on Schedule A of Edgerock Wealth Management
Dec 14, 2023 · Control person joined · fact
William Michael Kronket (Chief Compliance Officer) no longer on Schedule A of Edgerock Wealth Management (listed 2023-06-22, absent 2023-09-18)
Sep 18, 2023 · Control person left · inference
Jordan Livingston Rice left Edgerock Wealth Management for Mariner (registered 2023-07-18)
Jul 6, 2023 · Advisor changed firm · fact
Andrew Robert Perry left Edgerock Wealth Management for Foundations Investment Advisors Llc (registered 2023-04-28)
Apr 14, 2023 · Advisor changed firm · fact
William Michael Kronket (Chief Compliance Officer) appeared on Schedule A of Edgerock Wealth Management
Feb 21, 2023 · Control person joined · fact
2 advisors left AE Wealth Management, LLC (Englewood, CO) for Edgerock Wealth Management within 8 days
Jan 18, 2022 · Team lift-out · derived
Edgerock Capital Llc filed its initial SEC registration (Form ADV)
Apr 27, 2021 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Firm profile: linkedin.com/company/edgerock-wealth-managementreportedpublic record, Form ADV, Sep 17, 2026
Website: edgerockwealth.comreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone: 303.780.7350reportedpublic record, Form ADV, Jun 24, 2026
Team page: edgerockwealth.com/team-pagereportedpublished by the firm, firm site, Sep 15, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $44.5Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026