D•••• O••• L••••

• W•••• F•••• A••••••• wirehouse current
  since Apr 25, 2025 · Austin, Tx
• J••• M••••• S••••••••• L•• wirehouse
  Jan 10, 2019 to Apr 27, 2025 · Austin, Tx
• C••• F•••••••• S•••••••• L••• former
  May 14, 2018 to Nov 5, 2018 · Austin, Tx
• J••• M••••• S••••••••• L•• wirehouse
  Feb 28, 2017 to May 23, 2018 · Round Rock, Tx

• J••• M••••• S••••••••• L•• to W•••• F•••• A•••••••
  left Apr 27, 2025, registered Apr 25, 2025 (-2 days) · Wirehouse to wirehouse · moved with a team
• C••• F•••••••• S•••••••• L••• to J••• M••••• S••••••••• L••
  left Nov 5, 2018, registered Jan 10, 2019 (66 days) · Affiliated broker-dealer or bank to wirehouse
• J••• M••••• S••••••••• L•• to C••• F•••••••• S•••••••• L•••
  left May 23, 2018, registered May 14, 2018 (-9 days) · Wirehouse to affiliated broker-dealer or bank

• ••• Locked
  Apr 27, 2025 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

12derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address