RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• D••••• M••••
- 4••• I••••••••• P••••••••• institutional currentsince Feb 26, 2016 · Waunakee, Wi
- P••••••••• B•••••••• S•••••••• I••• independent RIAAug 29, 2014 to Mar 9, 2016 · Madison, Wi
- T••••••• I••••••••• M••••••••• I••• BD affiliatedMar 27, 2014 to Aug 15, 2014 · Madison, Wi
- P••••••••• B•••••••• S•••••••• I••• to 4••• I••••••••• P•••••••••left Mar 9, 2016, registered Feb 26, 2016 (-12 days) · Other
- T••••••• I••••••••• M••••••••• I••• to P••••••••• B•••••••• S•••••••• I•••left Aug 15, 2014, registered Aug 29, 2014 (14 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address