DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

T•••• M••• H••••

J••• M••••• S••••••••• L••wirehouseBellevue, Wadual registrantIAPD 6278187

Feed of 09/14/2026

Also filed as Trang Hoang M••• Wilson

At current firm

2 y

since Jul 9, 2024

In the industry

12 y

since Apr 5, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J••• M••••• S••••••••• L•• wirehouse current
since Jul 9, 2024 · Bellevue, Wa
T••••••••• F•••••••• A•••••••• L•• BD affiliated
Jan 26, 2023 to Nov 22, 2023 · Bellevue, Wa
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jan 29, 2021 to Oct 3, 2022 · Bellevue, Wa
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Nov 11, 2015 to Mar 19, 2020 · Maple Valley, Wa
T• A••••••••• I••••••••• M••••••••• L•• former
Aug 12, 2014 to Nov 2, 2015 · Bellevue, Wa
T• A••••••••• I••• former
Aug 12, 2014 to Nov 2, 2015 · Bellevue, Wa
V••• F•••••••• A•••••••• I••• BD affiliated
Apr 28, 2014 to Aug 14, 2014 · Bellevue, Wa

Moves

a registration end followed by a registration begin elsewhere

T••••••••• F•••••••• A•••••••• L•• to J••• M••••• S••••••••• L••
left Nov 22, 2023, registered Jul 9, 2024 (230 days) · Affiliated broker-dealer or bank to wirehouse
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to T••••••••• F•••••••• A•••••••• L••
left Oct 3, 2022, registered Jan 26, 2023 (115 days) · Wirehouse to affiliated broker-dealer or bank
T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
left Nov 2, 2015, registered Aug 12, 2014 (-447 days) · channel change inside one enterprise, not a move
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Nov 2, 2015, registered Aug 12, 2014 (-447 days) · Other
V••• F•••••••• A•••••••• I••• to T• A••••••••• I•••
left Aug 14, 2014, registered Aug 12, 2014 (-2 days) · Other

Signals

T•••• M••• H•••• left T••••••••• F•••••••• A•••••••• L•• for J••• M••••• S••••••••• L•• (registered 2024-07-09)
Nov 22, 2023 · Advisor changed firm · fact
T•••• M••• H•••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for T••••••••• F•••••••• A•••••••• L•• (registered 2023-01-26)
Oct 3, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address