DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••• L••• S•••••••••

R•••••• J•••• • A••••••••• I•••national BDTraverse City, Midual registrantIAPD 6279427

Feed of 09/14/2026

Also filed as Mandi Shellenbarger

At current firm

0 y

since Jan 27, 2026

In the industry

12 y

since Feb 27, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R•••••• J•••• • A••••••••• I••• national BD current
since Jan 27, 2026 · Traverse City, Mi
W•••• F•••• A••••••• wirehouse
Oct 25, 2022 to Jan 14, 2026 · Traverse City, Mi
M••••• S•••••• wirehouse
Nov 11, 2020 to Oct 13, 2022 · Traverse City, Mi
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jun 26, 2020 to Nov 3, 2020 · Bloomfield Hills, Mi

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to R•••••• J•••• • A••••••••• I•••
left Jan 14, 2026, registered Jan 27, 2026 (13 days) · Wirehouse to affiliated broker-dealer or bank
M••••• S•••••• to W•••• F•••• A•••••••
left Oct 13, 2022, registered Oct 25, 2022 (12 days) · Wirehouse to wirehouse
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••
left Nov 3, 2020, registered Nov 11, 2020 (8 days) · Wirehouse to wirehouse · moved with a team

Signals

M•••• L••• S••••••••• left W•••• F•••• A••••••• for R•••••• J•••• • A••••••••• I••• (registered 2026-01-27)
Jan 14, 2026 · Advisor changed firm · fact
M•••• L••• S••••••••• left M••••• S•••••• for W•••• F•••• A••••••• (registered 2022-10-25)
Oct 13, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address