M••••• M•••• H•••••••

• M•••••• BD affiliated current
  since Feb 3, 2023 · Greenville, Sc
• C••••••••• F•••••••• N•••••• national BD
  Aug 24, 2018 to Feb 2, 2023 · Greenville, Sc
• S•••••••• I••••••••• M••••••••• former
  Jan 24, 2017 to Mar 8, 2018 · Saint Louis, Mo
• E•••••••• A•••••••• L•• national BD
  Apr 25, 2014 to Jun 18, 2015 · Greenville, Sc

• C••••••••• F•••••••• N•••••• to M••••••
  left Feb 2, 2023, registered Feb 3, 2023 (1 days) · Affiliated broker-dealer or bank to another · moved with a team
• S•••••••• I••••••••• M••••••••• to C••••••••• F•••••••• N••••••
  left Mar 8, 2018, registered Aug 24, 2018 (169 days) · Affiliated broker-dealer or bank to another
• E•••••••• A•••••••• L•• to S•••••••• I••••••••• M•••••••••
  left Jun 18, 2015, registered Jan 24, 2017 (586 days) · Other

• ••• Locked
  Feb 2, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

12derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address