DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

K•••• B•••••

K•••••• O• C••••••• A•••• A••••••• L••institutionalNew Haven, Ct IA-onlyIAPD 6283816

Feed of 09/14/2026

Also filed as K•••• Matthew B•••••

At current firm

0 y

since Mar 16, 2026

In the industry

12 y

since Jan 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

K•••••• O• C••••••• A•••• A••••••• L•• institutional current
since Mar 16, 2026 · Simpsonville, Sc
C•••••• S••••• • C••• I••• national BD
Oct 2, 2024 to Nov 25, 2025 · Greenville, Sc
F••••••• P••••••• A•• W•••••••• A••••••• former
May 8, 2024 to Sep 5, 2024 · Franklin, Tn
M••••• S•••••• wirehouse
Nov 9, 2018 to Mar 26, 2024 · Greenville, Sc
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
May 4, 2017 to Nov 15, 2018 · Greenville, Sc

Moves

a registration end followed by a registration begin elsewhere

C•••••• S••••• • C••• I••• to K•••••• O• C••••••• A•••• A••••••• L••
left Nov 25, 2025, registered Mar 16, 2026 (111 days) · Other
F••••••• P••••••• A•• W•••••••• A••••••• to C•••••• S••••• • C••• I•••
left Sep 5, 2024, registered Oct 2, 2024 (27 days) · Affiliated broker-dealer or bank to another
M••••• S•••••• to F••••••• P••••••• A•• W•••••••• A•••••••
left Mar 26, 2024, registered May 8, 2024 (43 days) · Wirehouse to affiliated broker-dealer or bank
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••
left Nov 15, 2018, registered Nov 9, 2018 (-6 days) · Wirehouse to wirehouse

Signals

K•••• B••••• left C•••••• S••••• • C••• I••• for K•••••• O• C••••••• A•••• A••••••• L•• (registered 2026-03-16)
Nov 25, 2025 · Advisor changed firm · fact
K•••• B••••• left F••••••• P••••••• A•• W•••••••• A••••••• for C•••••• S••••• • C••• I••• (registered 2024-10-02)
Sep 5, 2024 · Advisor changed firm · fact
K•••• B••••• left M••••• S•••••• for F••••••• P••••••• A•• W•••••••• A••••••• (registered 2024-05-08)
Mar 26, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Institutional managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address