RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••••••• C•••••••••
- W•••• F•••• A••••••• wirehouse currentsince Sep 22, 2025 · Camp Hill, Pa
- S•••••••• S••••••••• BD affiliatedJan 9, 2020 to Sep 23, 2025 · Villanova, Pa
- C••••• I••••••••• A••••••• L•• BD affiliatedJan 24, 2019 to Jan 3, 2020 · Harrisburg, Pa
- L•• F•••••••• L•• BD affiliatedFeb 14, 2018 to Dec 6, 2018 · Carlisle, Pa
- I••••• F•••••••• C••••••••• formerNov 13, 2017 to Feb 14, 2018 · Carlisle, Pa
- T• A••••••••• I••••••••• M••••••••• L•• formerJul 6, 2015 to Nov 20, 2017 · Harrisburg, Pa
- T• A••••••••• I••• formerJul 6, 2015 to Nov 20, 2017 · Harrisburg, Pa
- S•••••••• S••••••••• to W•••• F•••• A•••••••left Sep 23, 2025, registered Sep 22, 2025 (-1 days) · Affiliated broker-dealer or bank to wirehouse
- C••••• I••••••••• A••••••• L•• to S•••••••• S•••••••••left Jan 3, 2020, registered Jan 9, 2020 (6 days) · Affiliated broker-dealer or bank to another
- L•• F•••••••• L•• to C••••• I••••••••• A••••••• L••left Dec 6, 2018, registered Jan 24, 2019 (49 days) · RIA to affiliated broker-dealer or bank
- I••••• F•••••••• C••••••••• to L•• F•••••••• L••left Feb 14, 2018, registered Feb 14, 2018 (0 days) · corporate re-registration, not a move
- T• A••••••••• I••••••••• M••••••••• L•• to I••••• F•••••••• C•••••••••left Nov 20, 2017, registered Nov 13, 2017 (-7 days) · Other
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Nov 20, 2017, registered Jul 6, 2015 (-868 days) · channel change inside one enterprise, not a move
- S•••••••• C••••••••• left S•••••••• S••••••••• for W•••• F•••• A••••••• (registered 2025-09-22)Sep 23, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address