DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A•••••• S•••• H••••

S••••independent RIANew York, Ny IA-onlyIAPD 6284126

Feed of 09/15/2026

Also filed as A•••••• H••••

At current firm

2 y

since Feb 2, 2024

In the industry

11 y

since Apr 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: Principal Wealth Manager, H•••• Capital Investments - Powered by Savvyreportedsavvywealth.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

S•••• independent RIA current
since Feb 2, 2024 · Los Angeles, Ca
P•••••••• C••••••• L•• independent RIA
Nov 16, 2022 to Feb 1, 2023 · Fort Worth, Tx
H•••• C•••••• I••••••••• L•• unclassified
Jun 5, 2019 to Dec 22, 2024 · Beverly Hills, Ca
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Oct 3, 2017 to Apr 22, 2019 · New York, Ny
E•••••••• A•••••••• L•• national BD
Jul 31, 2015 to Jun 26, 2017 · Los Angeles, Ca

Moves

a registration end followed by a registration begin elsewhere

H•••• C•••••• I••••••••• L•• to P•••••••• C••••••• L••
left Dec 22, 2024, registered Nov 16, 2022 (-767 days) · Other
P•••••••• C••••••• L•• to S••••
left Feb 1, 2023, registered Feb 2, 2024 (366 days) · RIA to RIA
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to H•••• C•••••• I••••••••• L••
left Apr 22, 2019, registered Jun 5, 2019 (44 days) · Other
E•••••••• A•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Jun 26, 2017, registered Oct 3, 2017 (99 days) · Affiliated broker-dealer or bank to wirehouse

Signals

A•••••• S•••• H•••• left H•••• C•••••• I••••••••• L•• for P•••••••• C••••••• L•• (registered 2022-11-16)
Dec 22, 2024 · Advisor changed firm · fact
A•••••• S•••• H•••• left P•••••••• C••••••• L•• for Savvy (registered 2024-02-02)
Feb 1, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address