DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
P•••••••• C••••••• L••
Latest filing Apr 29, 2026
First filing on the tape Jul 8, 2025 · 4 filings
SEC status approved since Jul 8, 2025
RAUM
$149M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$149M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$37.4M
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$149M as of Apr 29, 2026
Jul 8, 2025$112M then
HNW client RAUM$115M as of Apr 29, 2026
Jul 8, 2025$76.7M then
State-registered IARs (5.B.3)4 as of Apr 29, 2026
Jul 8, 20253 then
Employees (5.A)5 as of Apr 29, 2026
Jul 8, 20254 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Apr 29, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $37.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 58derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.8MderivedHNW RAUM over HNW clients
- Average account
- $291,986derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisers, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$115M77%
- Individuals$34.9M23%
- Individual clients
- 169reported
- HNW clients
- 63reported
- Pension plan clients
- 5reported
- Charitable clients
- 0reported
- Accounts
- 512reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M••• A••••• B•••• | Fort Worth, Tx | Feb 19, 2013 | 15 y | 2 |
| T•••••• O•••• H•••••• | Fort Worth, Tx | Aug 30, 2019 | 19 y | 2 |
| C•••• F• S•••• | Fort Worth, Tx | Aug 30, 2019 | 19 y | 3 |
| B•••• F••• M••••• | Fort Worth, Tx | Oct 10, 2025 | 13 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- A•••••• S•••• H•••• to S••••Feb 1, 2023 · RIA to RIA
- S•••• D•••• W••••••• to A• W••••• M••••••••• L••Dec 31, 2014 · Other
Joined, latest
- B•••• F••• M••••• from R•••••• J•••• • A••••••••• I•••Oct 10, 2025 · Affiliated broker-dealer or bank to independent RIA
- A•••••• S•••• H•••• from H•••• C•••••• I••••••••• L••Nov 16, 2022 · Other
- T•••••• O•••• H•••••• from T•• P•••••• G••••Aug 30, 2019 · RIA to RIA
- C•••• F• S•••• from T•• P•••••• G••••Aug 30, 2019 · RIA to RIA
- M••• A••••• B•••• from E•••••••• A•••••••• L••Feb 19, 2013 · Affiliated broker-dealer or bank to independent RIA
- S•••• D•••• W••••••• from E•••••••• A•••••••• L••Feb 19, 2013 · Affiliated broker-dealer or bank to independent RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from T•• P•••••• G••••Oct 1, 2019 · Fort Worth, Tx
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••• M•••• A••••• · Managing Member & Ccocontrolsince 12/2012 · owns 25% to 50%
- H••••••• T••••••• O•••• · Ownercontrolsince 01/2022 · owns 25% to 50%
- S••••• C••••• F• · Ownercontrolsince 01/2020 · owns 25% to 50%
- A•••••••• K•••• · Membersince 01/2022 · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Fort Worth, Tx · principal | 4 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Pension plan clients · 0 to 5Mar 2, 2026 to Apr 29, 2026
- Accounts · 364 to 512Oct 20, 2025 to Mar 2, 2026
- HNW clients · 38 to 63Oct 20, 2025 to Mar 2, 2026
- Individual clients · 136 to 169Oct 20, 2025 to Mar 2, 2026
- Pension plan clients · 5 to 0Oct 20, 2025 to Mar 2, 2026
- Discretionary RAUM · $112M to $149MOct 20, 2025 to Mar 2, 2026
- HNW RAUM · $76.7M to $115MOct 20, 2025 to Mar 2, 2026
- Individual RAUM · $34.9M to $34.9MOct 20, 2025 to Mar 2, 2026
- RAUM · $112M to $149MOct 20, 2025 to Mar 2, 2026
- Advisory employees · 3 to 4Jul 8, 2025 to Oct 20, 2025
- Employees · 4 to 5Jul 8, 2025 to Oct 20, 2025
- State-registered IARs · 3 to 4Jul 8, 2025 to Oct 20, 2025
Signals
1 dated events
- A•••••• S•••• H•••• left P•••••••• C••••••• L•• for Savvy (registered 2024-02-02)Feb 1, 2023 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 817-416-8680reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/purewater-capital-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- P••••••••CAPITAL.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (817) 416-8680reportedpublic record, Form ADV, Apr 29, 2026
- Team page
- p•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $37.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026