RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• G• C••••
- L•• F•••••••• L•• BD affiliated currentsince Jun 15, 2026 · Fredericktown, Pa
- P•• W••••• M••••••••• BD affiliatedJan 12, 2024 to Jun 4, 2026 · Pittsburgh, Pa
- C••••••• S••••••••• I••• BD affiliatedMar 17, 2020 to Jan 3, 2024 · Monroeville, Pa
- K•• I••••••••• S••••••• L•• BD affiliatedApr 10, 2019 to Feb 24, 2020 · Columbus, Oh
- C••••••• S••••••••• I••• BD affiliatedJun 3, 2016 to Dec 26, 2017 · Allison Park, Pa
- P•• W••••• M••••••••• BD affiliatedApr 30, 2015 to Mar 8, 2016 · Pittsburgh, Pa
- P•• W••••• M••••••••• to L•• F•••••••• L••left Jun 4, 2026, registered Jun 15, 2026 (11 days) · Affiliated broker-dealer or bank to another
- C••••••• S••••••••• I••• to P•• W••••• M•••••••••left Jan 3, 2024, registered Jan 12, 2024 (9 days) · Affiliated broker-dealer or bank to another
- K•• I••••••••• S••••••• L•• to C••••••• S••••••••• I•••left Feb 24, 2020, registered Mar 17, 2020 (22 days) · Affiliated broker-dealer or bank to another
- C••••••• S••••••••• I••• to K•• I••••••••• S••••••• L••left Dec 26, 2017, registered Apr 10, 2019 (470 days) · Affiliated broker-dealer or bank to another
- P•• W••••• M••••••••• to C••••••• S••••••••• I•••left Mar 8, 2016, registered Jun 3, 2016 (87 days) · Other
- M•••••• G• C•••• left P•• W••••• M••••••••• for L•• F•••••••• L•• (registered 2026-06-15)Jun 4, 2026 · Advisor changed firm · fact
- M•••••• G• C•••• left C••••••• S••••••••• I••• for P•• W••••• M••••••••• (registered 2024-01-12)Jan 3, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address